TRANSFER AGENCY

Services

Establish and maintain shareholder accounts
Process and record purchase and redemption orders
Process dividends and capital gain distributions
Perform NSCC processing
Produce and mail confirmations and account statements
Process year-end shareholder tax reporting
Perform required AML and CIP services
TAWeb & AVA: Shareholder Data Access (SDA)

TAWeb

ALPS provides fund shareholders with real-time access to their accounts via our TAWeb product. TAWeb offers shareholders virtually unlimited capabilities for transacting and viewing activity within their accounts along with E-Delivery of statements and fund documents.