FUND ADMINISTRATION

Administration Services

Prepare semi-annual & annual financial statements
Coordinate & supervise audits
Manage fund invoice approval & payment process
Monitor budgeted vs actual expenses
Coordinate and review SEC regulatory filings
Daily & monthly post - trade investment restriction monitoring/reporting
Calculate monthly performance
Prepare required reports for quarterly board meetings
Coordinate Third Party Reporting

Customer Relationship Management

Primary relationship manager
Oversee all back-office administration such as financial & regulatory reporting, expense budgeting & accrual analysis, performance and compliance
Attend Board of Directors meetings
Stay abreast of and incorporates new industry regulations
Assist and support special client projects (i.e. proxies, fund startups, mergers)
Supported by a robust financial reporting group consisting of a Financial Reporting Team, Expense Analysis Team and Performance Reporting Team

"Relationship management and service is a strength of ALPS. They are very responsive to all queries and are able to turn around requests quite quickly."

> 2011 Global Custodian Mutual Fund Administration Survey