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ALPS Fund Services, Inc.

We consider ourselves a partner to our clients, not a vendor, and we provide service beyond what is required in our contracts. As highlighted in our Guiding Principles, ALPS was founded on the premise to always “Do Things Right” and this motto still flourishes within our company today. Our clients experience a seamless extension of their own workforce as they outsource services to ALPS. ALPS’ belief that the client relationship is paramount to our success is lived-out through our staff taking a proactive approach to communicating with our clients.

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ALPS Distributors, Inc.

ALPS offers an extensive array of distribution services, ranging from consulting to wholesaling services. Clients benefit from the knowledge of ALPS’ internal experts as well as our alliances with Merrill Lynch, the American Stock Exchange, the NASDAQ and other distribution partners.

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FTAM Funds Distributors, Inc.

Business Continuity Plan

ALPS Advisers, Inc.

As an investment adviser, ALPS Advisers, Inc. seeks to provide innovative asset management solutions that fill a specific market niche. ALPS leverages one of their existing core competencies by creating unique solutions for annuity, retirement and wrap platforms through complex investments with simplified structures.

ALPSFunds.com

Business Continuity Plan

ALPS Advisers, Inc., ALPS Distributors, Inc., ALPS Funds Services, Inc. and FTAM Funds Distributors, Inc. are subsidiaries of ALPS Holdings, Inc. ALPS Distributors, Inc. is a registered broker-dealer.
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